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You can access Amazon SageMaker Studio notebooks from the Amazon SageMaker console via AWS Identity and Access Management (IAM) authenticated federation from your identity provider (IdP), such as Okta. When a Studio user opens the notebook link, Studio validates the federated user’s IAM policy to authorize access, and generates and resolves the presigned URL for the user. Because the SageMaker console runs on an internet domain, this generated presigned URL is visible in the browser session. This presents an undesired threat vector for exfiltration and gaining access to customer data when proper access controls are not enforced.
Studio supports a few methods for enforcing access controls against presigned URL data exfiltration:
- Client IP validation using the IAM policy condition
- Client VPC validation using the IAM condition
- Client VPC endpoint validation using the IAM policy condition
When you access Studio notebooks from the SageMaker console, the only available option is to use client IP validation with the IAM policy condition
aws:sourceIp. However, you can use browser traffic routing products such as Zscaler to ensure scale and compliance for your workforce internet access. These traffic routing products generate their own source IP, whose IP range is not controlled by the enterprise customer. This makes it impossible for these enterprise customers to use the
To use client VPC endpoint validation using the IAM policy condition
aws:sourceVpce, the creation of a presigned URL needs to originate in the same customer VPC where Studio is deployed, and resolution of the presigned URL needs to happen via a Studio VPC endpoint on the customer VPC. This resolution of the presigned URL during access time for corporate network users can be accomplished using DNS forwarding rules (both in Zscaler and corporate DNS) and then into the customer VPC endpoint using an AWS Route 53 inbound resolver.
In this part, we discuss the overarching architecture for securing studio pre-signed url and demonstrate how to set up the foundational infrastructure to create and launch a Studio presigned URL through your VPC endpoint over a private network without traversing the internet. This serves as the foundational layer for preventing data exfiltration by external bad actors gaining access to Studio pre-signed URL and unauthorized or spoofed corporate user access within a corporate environment.
The following diagram illustrates over-arching solution architecture.
The process includes the following steps:
- A corporate user authenticates via their IdP, connects to their corporate portal, and opens the Studio link from the corporate portal.
- The corporate portal application makes a private API call using an API Gateway VPC endpoint to create a presigned URL.
- The API Gateway VPC endpoint “create presigned URL” call is forwarded to the Route 53 inbound resolver on the customer VPC as configured in the corporate DNS.
- The VPC DNS resolver resolves it to the API Gateway VPC endpoint IP. Optionally, it looks up a private hosted zone record if it exists.
- The API Gateway VPC endpoint routes the request via the Amazon private network to the “create presigned URL API” running in the API Gateway service account.
- API Gateway invokes the
create-pre-signedURLprivate API and proxies the request to the
create-pre-signedURLLambda call is invoked via the Lambda VPC endpoint.
create-pre-signedURLfunction runs in the service account, retrieves authenticated user context (user ID, Region, and so on), looks up a mapping table to identify the SageMaker domain and user profile identifier, makes a
sagemaker createpre-signedDomainURLAPI call, and generates a presigned URL. The Lambda service role has the source VPC endpoint conditions defined for the SageMaker API and Studio.
- The generated presigned URL is resolved over the Studio VPC endpoint.
- Studio validates that the presigned URL is being accessed via the customer’s VPC endpoint defined in the policy, and returns the result.
- The Studio notebook is returned to the user’s browser session over the corporate network without traversing the internet.
The following sections walk you through how to implement this architecture to resolve Studio presigned URLs from a corporate network using VPC endpoints. We demonstrate a complete implementation by showing the following steps:
- Set up the foundational architecture.
- Configure the corporate app server to access a SageMaker presigned URL via a VPC endpoint.
- Set up and launch Studio from the corporate network.
Set up the foundational architecture
In the post Access an Amazon SageMaker Studio notebook from a corporate network, we demonstrated how to resolve a presigned URL domain name for a Studio notebook from a corporate network without traversing the internet. You can follow the instructions in that post to set up the foundational architecture, and then return to this post and proceed to the next step.
Configure the corporate app server to access a SageMaker presigned URL via a VPC endpoint
To enable accessing Studio from your internet browser, we set up an on-premises app server on Windows Server on the on-premises VPC public subnet. However, the DNS queries for accessing Studio are routed through the corporate (private) network. Complete the following steps to configure routing Studio traffic through the corporate network:
- Connect to your on-premises Windows app server.
- Choose Get Password then browse and upload your private key to decrypt your password.
- Use an RDP client and connect to the Windows Server using your credentials.
Resolving Studio DNS from the Windows Server command prompt results in using public DNS servers, as shown in the following screenshot.
Now we update Windows Server to use the on-premises DNS server that we set up earlier.
- Navigate to Control Panel, Network and Internet, and choose Network Connections.
- Right-click Ethernet and choose the Properties tab.
- Update Windows Server to use the on-premises DNS server.
- Now you update your preferred DNS server with your DNS server IP.
- Navigate to VPC and Route Tables and choose your STUDIO-ONPREM-PUBLIC-RT route table.
- Add a route to 10.16.0.0/16 with the target as the peering connection that we created during the foundational architecture setup.
Set up and launch Studio from your corporate network
To set up and launch Studio, complete the following steps:
- Download Chrome and launch the browser on this Windows instance.
You may need to turn off Internet Explorer Enhanced Security Configuration to allow file downloads and then enable file downloads.
- In your local device Chrome browser, navigate to the SageMaker console and open the Chrome developer tools Network tab.
- Launch the Studio app and observe the Network tab for the
authtokenparameter value, which includes the generated presigned URL along with the remote server address that the URL is routed to for resolution.In this example, the remote address 220.127.116.11 is one of the public DNS server addresses to resolve the SageMaker DNS domain
- Repeat these steps from the Amazon Elastic Compute Cloud (Amazon EC2) Windows instance that you configured as part of the foundational architecture.
In this post, we demonstrated how to resolve a Studio presigned URL from a corporate network using Amazon private VPC endpoints without exposing the presigned URL resolution to the internet. This further secures your enterprise security posture for accessing Studio from a corporate network for building highly secure machine learning workloads on SageMaker. In part 2 of this series, we further extend this solution to demonstrate how to build a private API for accessing Studio with
aws:sourceVPCE IAM policy validation and token authentication. Try out this solution and leave your feedback in the comments!
About the Authors
Ram Vittal is a machine learning solutions architect at AWS. He has over 20+ years of experience architecting and building distributed, hybrid and cloud applications. He is passionate about building secure and scalable AI/ML and Big Data solutions to help enterprise customers with their cloud adoption and optimization journey to improve their business outcomes. In his spare time, he enjoys tennis and photography.
Neelam Koshiya is an enterprise solution architect at AWS. Her current focus is to help enterprise customers with their cloud adoption journey for strategic business outcomes. In her spare time, she enjoys reading and being outdoors.
In part 1 of this series, we demonstrated how to resolve an Amazon SageMaker Studio presigned URL from a corporate network using Amazon private VPC endpoints without traversing the internet. In this post, we will continue to build on top of the previous solution to demonstrate how to build a private API Gateway via Amazon API Gateway as a proxy interface to generate and access Amazon SageMaker presigned URLs. Furthermore, we add an additional guardrail to ensure presigned URLs are only generated and accessed for the authenticated end-user within the corporate network.
The following diagram illustrates the architecture of the solution.
The process includes the following steps:
- In the Amazon Cognito user pool, first set up a user with the name matching their Studio user profile and register Studio as the app client in the user pool.
- The user federates from their corporate identity provider (IdP) and authenticates with the Amazon Cognito user pool for accessing Studio.
- Amazon Cognito returns a token to the user authorizing access to the Studio application.
- The user invokes
createStudioPresignedUrlAPI on API Gateway along with a token in the header.
- API Gateway invokes a custom AWS Lambda authorizer and validates the token.
- When the token is valid, Amazon Cognito returns an access grant policy with studio user profile id to API Gateway.
- API Gateway invokes the
createStudioPresignedUrlLambda function for creating the studio presigned url .
createStudioPresignedUrlfunction creates a presigned URL using the SageMaker API VPC endpoint and returns to caller.
- User acccesses the presigned URL from their corporate network that resolves over the Studio VPC endpoint .
- The function’s AWS Identity and Access Management (IAM) policy makes sure that the presigned URL creation and access are performed via VPC endpoints.
The following sections walk you through solution deployment, configuration, and validation for the API Gateway private API for creating and resolving a Studio presigned URL from a corporate network using VPC endpoints.
- Deploy the solution
- Configure the Amazon Cognito user
- Authenticating the private API for the presigned URL using a JSON Web Token
- Configure the corporate DNS server for accessing the private API
- Test the API Gateway private API for a presigned URL from the corporate network
- Pre-Signed URL Lambda Auth Policy
Deploy the solution
To deploy the solution via the console, launch the following AWS CloudFormation template in your account by choosing Launch Stack. It takes approximately 10 minutes for the CloudFormation stack to complete.
To deploy the solution using AWS SAM, you can find the latest code in the aws-security GitHub repository, where you can also contribute to the sample code. The following commands show how to deploy the solution using the AWS SAM CLI. If not currently installed, install the AWS SAM CLI.
- Clone the repository at https://github.com/aws-samples/secure-sagemaker-studio-presigned-url.
- After you clone the repo, navigate to the source and run the following code:
Configure the Amazon Cognito user
To configure your Amazon Cognito user, complete the following steps:
- Create an Amazon Cognito user with the same name as a SageMaker user profile:
- Set the user password:
- Get an access token:
Authenticating the private API for the presigned URL using a JSON Web Token
When you deployed a private API for creating a SageMaker presigned URL, you added a guardrail to restrict access to access the presigned URL by anyone outside the corporate network and VPC endpoint. However, without implementing another control to the private API within the corporate network, any internal user within the corporate network would be able to pass unauthenticated parameters for the SageMaker user profile and access any SageMaker app.
To mitigate this issue, we propose passing a JSON Web Token (JWT) for the authenticated caller to the API Gateway and validating that token with a JWT authorizer. There are multiple options for implementing an authorizer for the private API Gateway, using either a custom Lambda authorizer or Amazon Cognito.
With a custom Lambda authorizer, you can embed a SageMaker user profile name in the returned policy. This prevents any users within the corporate network from being able to send any SageMaker user profile name for creating a presigned URL that they’re not authorized to create. We use Amazon Cognito to generate our tokens and a custom Lambda authorizer to validate and return the appropriate policy. (For more information, refer to Building fine-grained authorization using Amazon Cognito, API Gateway, and IAM). The Lambda authorizer uses the Amazon Cognito user name as the user profile name.
If you’re unable to use Amazon Cognito, you can develop a custom application to authenticate and pass end-user tokens to the Lambda authorizer. For more information, refer to Use API Gateway Lambda authorizers.
Configure the corporate DNS server for accessing the private API
To configure your corporate DNS server, complete the following steps:
- On the Amazon Elastic Compute Cloud (Amazon EC2) console, choose your on-premises DNSA EC2 instance and connect via Systems Manager Session Manager.
- Add a zone record in the
/etc/named.conffile for resolving to the API Gateway’s DNS name via your Amazon Route 53 inbound resolver, as shown in the following code:
- Restart the named service using the following command:
Validate requesting a presigned URL from the API Gateway private API for authorized users
In a real-world scenario, you would implement a front-end interface that would pass the appropriate Authorization headers for authenticated and authorized resources using either a custom solution or leverage AWS Amplify. For brevity of this blog post, the following steps leverages Postman to quickly validate the solution we deployed actually restricts requesting the presigned URL for an internal user, unless authorized to do so.
To validate the solution with Postman, complete the following steps:
- Install Postman on the WINAPP EC2 instance. See instructions here
- Open Postman and add the access token to your
- Modify the API Gateway URL to access it from your internal EC2 instance:
- Add the VPC endpoint into your API Gateway URL:
- Add the
Hostheader with a value of your API Gateway URL:
- First, change the
EMPLOYEE_IDto your Amazon Cognito user and SageMaker user profile name. Make sure you receive an authorized presigned URL.
- Then change the
EMPLOYEE_IDto a user that is not yours and make sure you receive an access failure.
- On the Amazon EC2 console, choose your on-premises WINAPP instance and connect via your RDP client.
- Open a Chrome browser and navigate to your authorized presigned URL to launch Studio.
Studio is launched over VPC endpoint with remote address as the Studio VPC endpoint IP.
If the presigned URL is accessed outside of the corporate network, the resolution fails because the IAM policy condition for the presigned URL enforces creation and access from a VPC endpoint.
Pre-Signed URL Lambda Auth Policy
Above solution created the following Auth Policy for the Lambda that generated Pre-Signed URL for accessing SageMaker Studio.
In this post, we demonstrated how to access Studio using a private API Gateway from a corporate network using Amazon private VPC endpoints, preventing access to presigned URLs outside the corporate network, and securing the API Gateway with a JWT authorizer using Amazon Cognito and custom Lambda authorizers.
Try out with this solution and experiment integrating this with your corporate portal, and leave your feedback in the comments!
About the Authors
Ram Vittal is a machine learning solutions architect at AWS. He has over 20+ years of experience architecting and building distributed, hybrid and cloud applications. He is passionate about building secure and scalable AI/ML and Big Data solutions to help enterprise customers with their cloud adoption and optimization journey to improve their business outcomes. In his spare time, he enjoys tennis, photography, and action movies.
Jonathan Nguyen is a Shared Delivery Team Senior Security Consultant at AWS. His background is in AWS Security with a focus on Threat Detection and Incident Response. Today, he helps enterprise customers develop a comprehensive AWS Security strategy, deploy security solutions at scale, and train customers on AWS Security best practices.
Chris Childers is a Cloud Infrastructure Architect in Professional Services at AWS. He works with AWS customers to design and automate their cloud infrastructure and improve their adoption of DevOps culture and processes.
RStudio on Amazon SageMaker is the industry’s first fully managed RStudio Workbench in cloud. You can quickly launch the familiar RStudio integrated development environment (IDE), and dial up and down the underlying compute resources without interrupting your work, making it easy to build machine learning (ML) and analytics solutions in R at scale. RStudio on SageMaker already comes with a built-in image preconfigured with R programming and data science tools; however, you often need to customize your IDE environment. Starting today, you can bring your own custom image with packages and tools of your choice, and make them available to all the users of RStudio on SageMaker in a few clicks.
Bringing your own custom image has several benefits. You can standardize and simplify the getting started experience for data scientists and developers by providing a starter image, preconfigure the drivers required for connecting to data stores, or pre-install specialized data science software for your business domain. Furthermore, organizations that have previously hosted their own RStudio Workbench may have existing containerized environments that they want to continue to use in RStudio on SageMaker.
In this post, we share step-by-step instructions to create a custom image and bring it to RStudio on SageMaker using the AWS Management Console or AWS Command Line Interface (AWS CLI). You can get your first custom IDE environment up and running in few simple steps. For more information on the content discussed in this post, refer to Bring your own RStudio image.
When a data scientist starts a new session in RStudio on SageMaker, a new on-demand ML compute instance is provisioned and a container image that defines the runtime environment (operating system, libraries, R versions, and so on) is run on the ML instance. You can provide your data scientists multiple choices for the runtime environment by creating custom container images and making them available on the RStudio Workbench launcher, as shown in the following screenshot.
The following diagram describes the process to bring your custom image. First you build a custom container image from a Dockerfile and push it to a repository in Amazon Elastic Container Registry (Amazon ECR). Next, you create a SageMaker image that points to the container image in Amazon ECR, and attach that image to your SageMaker domain. This makes the custom image available for launching a new session in RStudio.
To implement this solution, you must have the following prerequisites:
- An RStudio on SageMaker domain
- AWS Identity and Access Management (IAM) policies to interact with Amazon ECR
- The appropriate AWS CLI version
We provide more details on each in this section.
RStudio on SageMaker domain
If you have an existing SageMaker domain with RStudio enabled prior to April 7, 2022, you must delete and recreate the
RStudioServerPro app under the user profile name
domain-shared to get the latest updates for bring your own custom image capability. The AWS CLI commands are as follows. Note that this action interrupts RStudio users on SageMaker.
If this is your first time using RStudio on SageMaker, follow the step-by-step setup process described in Get started with RStudio on Amazon SageMaker, or run the following AWS CloudFormation template to set up your first RStudio on SageMaker domain. If you already have a working RStudio on SageMaker domain, you can skip this step.
The following RStudio on SageMaker CloudFormation template requires an RStudio license approved through AWS License Manager. For more about licensing, refer to RStudio license. Also note that only one SageMaker domain is permitted per AWS Region, so you’ll need to use an AWS account and Region that doesn’t have an existing domain.
- Choose Launch Stack.
The link takes you to the us-east-1 Region, but you can change to your preferred Region.
- In the Specify template section, choose Next.
- In the Specify stack details section, for Stack name, enter a name.
- For Parameters, enter a SageMaker user profile name.
- Choose Next.
- In the Configure stack options section, choose Next.
- In the Review section, select I acknowledge that AWS CloudFormation might create IAM resources and choose Next.
- When the stack status changes to
CREATE_COMPLETE, go to the Control Panel on the SageMaker console to find the domain and the new user.
IAM policies to interact with Amazon ECR
To interact with your private Amazon ECR repositories, you need the following IAM permissions in the IAM user or role you’ll use to build and push Docker images:
To initially build from a public Amazon ECR image as shown in this post, you need to attach the AWS-managed AmazonElasticContainerRegistryPublicReadOnly policy to your IAM user or role as well.
To build a Docker container image, you can use either a local Docker client or the SageMaker Docker Build CLI tool from a terminal within RStudio on SageMaker. For the latter, follow the prerequisites in Using the Amazon SageMaker Studio Image Build CLI to build container images from your Studio notebooks to set up the IAM permissions and CLI tool.
AWS CLI versions
There are minimum version requirements for the AWS CLI tool to run the commands mentioned in this post. Make sure to upgrade AWS CLI on your terminal of choice:
- AWS CLI v1 >= 1.23.6
- AWS CLI v2 >= 2.6.2
Prepare a Dockerfile
You can customize your runtime environment in RStudio in a Dockerfile. Because the customization depends on your use case and requirements, we show you the essentials and the most common customizations in this example. You can download the full sample Dockerfile.
Install RStudio Workbench session components
The most important software to install in your custom container image is RStudio Workbench. We download from the public S3 bucket hosted by RStudio PBC. There are many version releases and OS distributions for use. The version of the installation needs to be compatible with the RStudio Workbench version used in RStudio on SageMaker, which is 1.4.1717-3 at the time of writing. The OS (argument OS in the following snippet) needs to match the base
OS used in the container image. In our sample Dockerfile, the base image we use is Amazon Linux 2 from an AWS-managed public Amazon ECR repository. The compatible RStudio Workbench OS is centos7.
You can find all the OS release options with the following command:
Install R (and versions of R)
The runtime for your custom RStudio container image needs at least one version of R. We can first install a version of R and make it the default R by creating soft links to
Data scientists often need multiple versions of R so that they can easily switch between projects and code base. RStudio on SageMaker supports easy switching between R versions, as shown in the following screenshot.
RStudio on SageMaker automatically scans and discovers versions of R in the following directories:
We can install more versions in the container image, as shown in the following snippet. They will be installed in
Install RStudio Professional Drivers
Data scientists often need to access data from sources such as Amazon Athena and Amazon Redshift within RStudio on SageMaker. You can do so using RStudio Professional Drivers and RStudio Connections. Make sure you install the relevant libraries and drivers as shown in the following snippet:
Install custom libraries
You can also install additional R and Python libraries so that data scientists don’t need to install them on the fly:
When you’ve finished your customization in a Dockerfile, it’s time to build a container image and push it to Amazon ECR.
Build and push to Amazon ECR
You can build a container image from the Dockerfile from a terminal where the Docker engine is installed, such as your local terminal or AWS Cloud9. If you’re building it from a terminal within RStudio on SageMaker, you can use SageMaker Studio Image Build. We demonstrate the steps for both approaches.
In a local terminal where the Docker engine is present, you can run the following commands from where the Dockerfile is. You can use the sample script create-and-update-image.sh.
In a terminal on RStudio on SageMaker, run the following commands:
After these commands, you have a repository and a Docker container image in Amazon ECR for our next step, in which we attach the container image for use in RStudio on SageMaker. Note the image URI in Amazon ECR
<ACCOUNT_ID>.dkr.ecr.<REGION>.amazonaws.com/<REPO>:<TAG> for later use.
Update RStudio on SageMaker through the console
RStudio on SageMaker allows runtime customization through the use of a custom SageMaker image. A SageMaker image is a holder for a set of SageMaker image versions. Each image version represents a container image that is compatible with RStudio on SageMaker and stored in an Amazon ECR repository. To make a custom SageMaker image available to all RStudio users within a domain, you can attach the image to the domain following the steps in this section.
- On the SageMaker console, navigate to the Custom SageMaker Studio images attached to domain page, and choose Attach image.
- Select New image, and enter your Amazon ECR image URI.
- Choose Next.
- In the Image properties section, provide an Image name (required), Image display name (optional), Description (optional), IAM role, and tags.
The image display name, if provided, is shown in the session launcher in RStudio on SageMaker. If the Image display name field is left empty, the image name is shown in RStudio on SageMaker instead.
- Leave EFS mount path and Advanced configuration (User ID and Group ID) as default because RStudio on SageMaker manages the configuration for us.
- In the Image type section, select RStudio image.
- Choose Submit.
You can now see a new entry in the list. It’s worth noting that, with the introduction of the support of custom RStudio images, you can see a new Usage type column in the table to denote whether an image is an RStudio image or an Amazon SageMaker Studio image.
It may take up to 5–10 minutes for the custom images to be available in the session launcher UI. You can then launch a new R session in RStudio on SageMaker with your custom images.
Over time, you may want to retire old and outdated images. To remove the custom images from the list of custom images in RStudio, select the images in the list and choose Detach.
Choose Detach again to confirm.
Update RStudio on SageMaker via the AWS CLI
The following sections describe the steps to create a SageMaker image and attach it for use in RStudio on SageMaker on the SageMaker console and using the AWS CLI. You can use the sample script create-and-update-image.sh.
Create the SageMaker image and image version
The first step is to create a SageMaker image from the custom container image in Amazon ECR by running the following two commands:
Note that the custom image displayed in the session launcher in RStudio on SageMaker is determined by the input of
--display-name. If the optional display name is not provided, the input of
--image-name is used instead. Also note that the IAM role allows SageMaker to attach an Amazon ECR image to RStudio on SageMaker.
Create an AppImageConfig
In addition to a SageMaker image, which captures the image URI from Amazon ECR, an app image configuration (AppImageConfig) is required for use in a SageMaker domain. We simplify the configuration for an
RSessionApp image so we can just create a placeholder configuration with the following command:
Attach to a SageMaker domain
With the SageMaker image and the app image configuration created, we’re ready to attach the custom container image to the SageMaker domain. To make a custom SageMaker image available to all RStudio users within a domain, you attach the image to the domain as a default user setting. All existing users and any new users will be able to use the custom image.
For better readability, we place the following configuration into the JSON file default-user-settings.json:
In this file, we can specify the image and
AppImageConfig name pairs in a list in
DefaultUserSettings.RSessionAppSettings.CustomImages. This preceding snippet assumes two custom images are being created.
Then run the following command to update the SageMaker domain:
After you update the domaim, it may take up to 5–10 minutes for the custom images to be available in the session launcher UI. You can then launch a new R session in RStudio on SageMaker with your custom images.
Detach images from a SageMaker domain
You can detach images simply by removing the
AppImageConfigName pairs from
default-user-settings.json and updating the domain.
For example, updating the domain with the following
r-4.1.3-rstudio-2022 from the R session launching UI and leaves
r-4.1.3-rstudio-1.4.1717-3 as the only custom image available to all users in a domain:
RStudio on SageMaker makes it simple for data scientists to build ML and analytic solutions in R at scale, and for administrators to manage a robust data science environment for their developers. Data scientists want to customize the environment so that they can use the right libraries for the right job and achieve the desired reproducibility for each ML project. Administrators need to standardize the data science environment for regulatory and security reasons. You can now create custom container images that meet your organizational requirements and allow data scientists to use them in RStudio on SageMaker.
We encourage you to try it out. Happy developing!
About the Authors
Michael Hsieh is a Senior AI/ML Specialist Solutions Architect. He works with customers to advance their ML journey with a combination of AWS ML offerings and his ML domain knowledge. As a Seattle transplant, he loves exploring the great Mother Nature the city has to offer, such as the hiking trails, scenery kayaking in the SLU, and the sunset at Shilshole Bay.
Declan Kelly is a Software Engineer on the Amazon SageMaker Studio team. He has been working on Amazon SageMaker Studio since its launch at AWS re:Invent 2019. Outside of work, he enjoys hiking and climbing.
Sean Morgan is an AI/ML Solutions Architect at AWS. He has experience in the semiconductor and academic research fields, and uses his experience to help customers reach their goals on AWS. In his free time, Sean is an active open-source contributor and maintainer, and is the special interest group lead for TensorFlow Add-ons.
Online conversations are ubiquitous in modern life, spanning industries from video games to telecommunications. This has led to an exponential growth in the amount of online conversation data, which has helped in the development of state-of-the-art natural language processing (NLP) systems like chatbots and natural language generation (NLG) models. Over time, various NLP techniques for text analysis have also evolved. This necessitates the requirement for a fully managed service that can be integrated into applications using API calls without the need for extensive machine learning (ML) expertise. AWS offers pre-trained AWS AI services like Amazon Comprehend, which can effectively handle NLP use cases involving classification, text summarization, entity recognition, and more to gather insights from text.
Additionally, online conversations have led to a wide-spread phenomenon of non-traditional usage of language. Traditional NLP techniques often perform poorly on this text data due to the constantly evolving and domain-specific vocabularies that exist within different platforms, as well as the significant lexical deviations of words from proper English, either by accident or intentionally as a form of adversarial attack.
In this post, we describe multiple ML approaches for text classification of online conversations with tools and services available on AWS.
Before diving deep into this use case, please complete the following prerequisites:
- Set up an AWS account and create an IAM user.
- Set up the AWS CLI and AWS SDKs.
- (Optional) Set up your Cloud9 IDE environment.
For this post, we use the Jigsaw Unintended Bias in Toxicity Classification dataset, a benchmark for the specific problem of classification of toxicity in online conversations. The dataset provides toxicity labels as well as several subgroup attributes such as obscene, identity attack, insult, threat, and sexually explicit. Labels are provided as fractional values, which represent the proportion of human annotators who believed the attribute applied to a given piece of text, which are rarely unanimous. To generate binary labels (for example, toxic or non-toxic), a threshold of 0.5 is applied to the fractional values, and comments with values greater than the threshold are treated as the positive class for that label.
Subword embedding and RNNs
For our first modeling approach, we use a combination of subword embedding and recurrent neural networks (RNNs) to train text classification models. Subword embeddings were introduced by Bojanowski et al. in 2017 as an improvement upon previous word-level embedding methods. Traditional Word2Vec skip-gram models are trained to learn a static vector representation of a target word that optimally predicts that word’s context. Subword models, on the other hand, represent each target word as a bag of the character n-grams that make up the word, where an n-gram is composed of a set of n consecutive characters. This method allows for the embedding model to better represent the underlying morphology of related words in the corpus as well as the computation of embeddings for novel, out-of-vocabulary (OOV) words. This is particularly important in the context of online conversations, a problem space in which users often misspell words (sometimes intentionally to evade detection) and also use a unique, constantly evolving vocabulary that might not be captured by a general training corpus.
Amazon SageMaker makes it easy to train and optimize an unsupervised subword embedding model on your own corpus of domain-specific text data with the built-in BlazingText algorithm. We can also download existing general-purpose models trained on large datasets of online text, such as the following English language models available directly from fastText. From your SageMaker notebook instance, simply run the following to download a pretrained fastText model:
Whether you’ve trained your own embeddings with BlazingText or downloaded a pretrained model, the result is a zipped model binary that you can use with the gensim library to embed a given target word as a vector based on its constituent subwords:
After we preprocess a given segment of text, we can use this approach to generate a vector representation for each of the constituent words (as separated by spaces). We then use SageMaker and a deep learning framework such as PyTorch to train a customized RNN with a binary or multilabel classification objective to predict whether the text is toxic or not and the specific sub-type of toxicity based on labeled training examples.
To upload your preprocessed text to Amazon Simple Storage Service (Amazon S3), use the following code:
To initiate scalable, multi-GPU model training with SageMaker, enter the following code:
Within <source_dir_path>, we define a PyTorch Dataset that is used by
train.py to prepare the text data for training and evaluation of the model:
Note that this code anticipates that the
vectors.zip file containing your fastText or BlazingText embeddings will be stored in <source_dir_path>.
Additionally, you can easily deploy pretrained fastText models on their own to live SageMaker endpoints to compute embedding vectors on the fly for use in relevant word-level tasks. See the following GitHub example for more details.
Transformers with Hugging Face
For our second modeling approach, we transition to the usage of Transformers, introduced in the paper Attention Is All You Need. Transformers are deep learning models designed to deliberately avoid the pitfalls of RNNs by relying on a self-attention mechanism to draw global dependencies between input and output. The Transformer model architecture allows for significantly better parallelization and can achieve high performance in relatively short training time.
Built on the success of Transformers, BERT, introduced in the paper BERT: Pre-training of Deep Bidirectional Transformers for Language Understanding, added bidirectional pre-training for language representation. Inspired by the Cloze task, BERT is pre-trained with masked language modeling (MLM), in which the model learns to recover the original words for randomly masked tokens. The BERT model is also pretrained on the next sentence prediction (NSP) task to predict if two sentences are in correct reading order. Since its advent in 2018, BERT and its variations have been widely used in text classification tasks.
Our solution uses a variant of BERT known as RoBERTa, which was introduced in the paper RoBERTa: A Robustly Optimized BERT Pretraining Approach. RoBERTa further improves BERT performance on a variety of natural language tasks by optimized model training, including training models longer on a 10 times larger bigger corpus, using optimized hyperparameters, dynamic random masking, removing the NSP task, and more.
Our RoBERTa-based models use the Hugging Face Transformers library, which is a popular open-source Python framework that provides high-quality implementations of all kinds of state-of-the-art Transformer models for a variety of NLP tasks. Hugging Face has partnered with AWS to enable you to easily train and deploy Transformer models on SageMaker. This functionality is available through Hugging Face AWS Deep Learning Container images, which include the Transformers, Tokenizers, and Datasets libraries, and optimized integration with SageMaker for model training and inference.
In our implementation, we inherit the RoBERTa architecture backbone from the Hugging Face Transformers framework and use SageMaker to train and deploy our own text classification model, which we call RoBERTox. RoBERTox uses byte pair encoding (BPE), introduced in Neural Machine Translation of Rare Words with Subword Units, to tokenize input text into subword representations. We can then train our models and tokenizers on the Jigsaw data or any large domain-specific corpus (such as the chat logs from a specific game) and use them for customized text classification. We define our custom classification model class in the following code:
Before training, we prepare our text data and labels using Hugging Face’s datasets library and upload the result to Amazon S3:
We initiate training of the model in a similar fashion to the RNN:
Finally, the following Python code snippet illustrates the process of serving RoBERTox via a live SageMaker endpoint for real-time text classification for a JSON request:
Evaluation of model performance: Jigsaw unintended bias dataset
The following table contains performance metrics for models trained and evaluated on data from the Jigsaw Unintended Bias in Toxicity Detection Kaggle competition. We trained models for three different but interrelated tasks:
Binary case – The model was trained on the full training dataset to predict the
Fine-grained case – The subset of the training data for which
toxicity>=0.5was used to predict other toxicity sub-type labels (
- Multitask case – The full training dataset was used to predict all six labels simultaneously
We trained RNN and RoBERTa models for each of these three tasks using the Jigsaw-provided fractional labels, which correspond to the proportion of annotators who thought the label was appropriate for the text, as well as with binary labels combined with class weights in the network loss function. In the binary labeling scheme, the proportions were thresholded at 0.5 for each available label (1 if label>=0.5, 0 otherwise), and the model loss functions were weighted based on the relative proportions of each binary label in the training dataset. In all cases, we found that using the fractional labels directly resulted in the best performance, indicating the added value of the information inherent in the degree of agreement between annotators.
We display two model metrics: the average precision (AP), which provides a summary of the precision-recall curve by computing the weighted mean of the precision values achieved at each classification threshold, and the area under the receiver operating characteristic curve (AUC), which aggregates model performance across classification thresholds with respect to the true positive rate and false positive rate. Note that the true class for a given text instance in the test set corresponds to whether the true proportion is greater than or equal to 0.5 (1 if label>=0.5, 0 otherwise).
|.||Subword Embedding + RNN||RoBERTa|
|.||Fractional labels||Binary labels + Class weighting||Fractional labels||Binary labels + Class weighting|
|Binary||AP=0.746, AUC=0.966||AP=0.730, AUC=0.963||AP=0.758, AUC=0.966||AP=0.747, AUC=0.963|
|Fine-grained||AP=0.906, AUC=0.909||AP=0.850, AUC=0.851||AP=0.913, AUC=0.913||AP=0.911, AUC=0.912|
|Multitask||AP=0.721, AUC=0.972||AP=0.535, AUC=0.907||AP=0.740, AUC=0.972||AP=0.711, AUC=0.961|
In this post, we presented two text classification approaches for online conversations using AWS ML services. You can generalize these solutions across online communication platforms, with industries such as gaming particularly likely to benefit from improved ability to detect harmful content. In future posts, we plan to further discuss an end-to-end architecture for seamless deployment of models into your AWS account.
If you’d like help accelerating your use of ML in your products and processes, please contact the Amazon ML Solutions Lab.
About the Authors
Ryan Brand is a Data Scientist in the Amazon Machine Learning Solutions Lab. He has specific experience in applying machine learning to problems in healthcare and the life sciences, and in his free time he enjoys reading history and science fiction.
Sourav Bhabesh is a Data Scientist at the Amazon ML Solutions Lab. He develops AI/ML solutions for AWS customers across various industries. His specialty is Natural Language Processing (NLP) and is passionate about deep learning. Outside of work he enjoys reading books and traveling.
Liutong Zhou is an Applied Scientist at the Amazon ML Solutions Lab. He builds bespoke AI/ML solutions for AWS customers across various industries. He specializes in Natural Language Processing (NLP) and is passionate about multi-modal deep learning. He is a lyric tenor and enjoys singing operas outside of work.
Sia Gholami is a Senior Data Scientist at the Amazon ML Solutions Lab, where he builds AI/ML solutions for customers across various industries. He is passionate about natural language processing (NLP) and deep learning. Outside of work, Sia enjoys spending time in nature and playing tennis.
Large attention-based transformer models have obtained massive gains on natural language processing (NLP). However, training these gigantic networks from scratch requires a tremendous amount of data and compute. For smaller NLP datasets, a simple yet effective strategy is to use a pre-trained transformer, usually trained in an unsupervised fashion on very large datasets, and fine-tune it on the dataset of interest. Hugging Face maintains a large model zoo of these pre-trained transformers and makes them easily accessible even for novice users.
However, fine-tuning these models still requires expert knowledge, because they’re quite sensitive to their hyperparameters, such as learning rate or batch size. In this post, we show how to optimize these hyperparameters with the open-source framework Syne Tune for distributed hyperparameter optimization (HPO). Syne Tune allows us to find a better hyperparameter configuration that achieves a relative improvement between 1-4% compared to default hyperparameters on popular GLUE benchmark datasets. The choice of the pre-trained model itself can also be considered a hyperparameter and therefore be automatically selected by Syne Tune. On a text classification problem, this leads to an additional boost in accuracy of approximately 5% compared to the default model. However, we can automate more decisions a user needs to make; we demonstrate this by also exposing the type of instance as a hyperparameter that we later use to deploy the model. By selecting the right instance type, we can find configurations that optimally trade off cost and latency.
For an introduction to Syne Tune please refer to Run distributed hyperparameter and neural architecture tuning jobs with Syne Tune.
Hyperparameter optimization with Syne Tune
We will use the GLUE benchmark suite, which consists of nine datasets for natural language understanding tasks, such as textual entailment recognition or sentiment analysis. For that, we adapt Hugging Face’s run_glue.py training script. GLUE datasets come with a predefined training and evaluation set with labels as well as a hold-out test set without labels. Therefore, we split the training set into a training and validation sets (70%/30% split) and use the evaluation set as our holdout test dataset. Furthermore, we add another callback function to Hugging Face’s Trainer API that reports the validation performance after each epoch back to Syne Tune. See the following code:
We start with optimizing typical training hyperparameters: the learning rate, warmup ratio to increase the learning rate, and the batch size for fine-tuning a pretrained BERT (bert-base-cased) model, which is the default model in the Hugging Face example. See the following code:
As our HPO method, we use ASHA, which samples hyperparameter configurations uniformly at random and iteratively stops the evaluation of poorly performing configurations. Although more sophisticated methods utilize a probabilistic model of the objective function, such as BO or MoBster exists, we use ASHA for this post because it comes without any assumptions on the search space.
In the following figure, we compare the relative improvement in test error over Hugging Faces’ default hyperparameter configuration.
For simplicity, we limit the comparison to MRPC, COLA, and STSB, but we also observe similar improvements also for other GLUE datasets. For each dataset, we run ASHA on a single ml.g4dn.xlarge Amazon SageMaker instance with a runtime budget of 1,800 seconds, which corresponds to approximately 13, 7, and 9 full function evaluations on these datasets, respectively. To account for the intrinsic randomness of the training process, for example caused by the mini-batch sampling, we run both ASHA and the default configuration for five repetitions with an independent seed for the random number generator and report the average and standard deviation of the relative improvement across the repetitions. We can see that, across all datasets, we can in fact improve predictive performance by 1-3% relative to the performance of the carefully selected default configuration.
Automate selecting the pre-trained model
We can use HPO to not only find hyperparameters, but also automatically select the right pre-trained model. Why do we want to do this? Because no a single model outperforms across all datasets, we have to select the right model for a specific dataset. To demonstrate this, we evaluate a range of popular transformer models from Hugging Face. For each dataset, we rank each model by its test performance. The ranking across datasets (see the following Figure) changes and not one single model that scores the highest on every dataset. As reference we also show the absolute test performance of each model and dataset in the following figure.
To automatically select the right model, we can cast the choice of the model as categorical parameters and add this to our hyperparameter search space:
Although the search space is now larger, that doesn’t necessarily mean that it’s harder to optimize. The following figure shows the test error of the best observed configuration (based on the validation error) on the MRPC dataset of ASHA over time when we search in the original space (blue line) (with a BERT-base-cased pre-trained model) or in the new augmented search space (orange line). Given the same budget, ASHA is able to find a much better performing hyperparameter configuration in the extended search space than in the smaller space.
Automate selecting the instance type
In practice, we might not just care about optimizing predictive performance. We might also care about other objectives, such as training time, (dollar) cost, latency, or fairness metrics. We also need to make other choices beyond the hyperparameters of the model, for example selecting the instance type.
Although the instance type doesn’t influence predictive performance, it strongly impacts the (dollar) cost, training runtime, and latency. The latter becomes particularly important when the model is deployed. We can phrase HPO as a multi-objective optimization problem, where we aim to optimize multiple objectives simultaneously. However, no single solution optimizes all metrics at the same time. Instead, we aim to find a set of configurations that optimally trade off one objective vs. the other. This is called the Pareto set.
To analyze this setting further, we add the choice of the instance type as an additional categorical hyperparameter to our search space:
We use MO-ASHA, which adapts ASHA to the multi-objective scenario by using non-dominated sorting. In each iteration, MO-ASHA also selects for each configuration also the type of instance we want to evaluate it on. To run HPO on a heterogeneous set of instances, Syne Tune provides the SageMaker backend. With this backend, each trial is evaluated as an independent SageMaker training job on its own instance. The number of workers defines how many SageMaker jobs we run in parallel at a given time. The optimizer itself, MO-ASHA in our case, runs either on the local machine, a Sagemaker notebook or on a separate SageMaker training job. See the following code:
The following figures show the latency vs test error on the left and latency vs cost on the right for random configurations sampled by MO-ASHA (we limit the axis for visibility) on the MRPC dataset after running it for 10,800 seconds on four workers. Color indicates the instance type. The dashed black line represents the Pareto set, meaning the set of points that dominate all other points in at least one objective.
We can observe a trade-off between latency and test error, meaning the best configuration with the lowest test error doesn’t achieve the lowest latency. Based on your preference, you can select a hyperparameter configuration that sacrifices on test performance but comes with a smaller latency. We also see the trade off between latency and cost. By using a smaller ml.g4dn.xlarge instance, for example, we only marginally increase latency, but pay a fourth of the cost of an ml.g4dn.8xlarge instance.
In this post, we discussed hyperparameter optimization for fine-tuning pre-trained transformer models from Hugging Face based on Syne Tune. We saw that by optimizing hyperparameters such as learning rate, batch size, and the warm-up ratio, we can improve upon the carefully chosen default configuration. We can also extend this by automatically selecting the pre-trained model via hyperparameter optimization.
With the help of Syne Tune’s SageMaker backend, we can treat the instance type as an hyperparameter. Although the instance type doesn’t affect performance, it has a significant impact on the latency and cost. Therefore, by casting HPO as a multi-objective optimization problem, we’re able to find a set of configurations that optimally trade off one objective vs. the other. If you want to try this out yourself, check out our example notebook.
About the Authors
Matthias Seeger is a Principal Applied Scientist at AWS.
David Salinas is a Sr Applied Scientist at AWS.
Emily Webber joined AWS just after SageMaker launched, and has been trying to tell the world about it ever since! Outside of building new ML experiences for customers, Emily enjoys meditating and studying Tibetan Buddhism.
Cedric Archambeau is a Principal Applied Scientist at AWS and Fellow of the European Lab for Learning and Intelligent Systems.
With the growth in adoption of online applications and the rising number of internet users, digital fraud is on the rise year over year. Amazon Fraud Detector provides a fully managed service to help you better identify potentially fraudulent online activities using advanced machine learning (ML) techniques, and more than 20 years of fraud detection expertise from Amazon.
To help you catch fraud faster across multiple use cases, Amazon Fraud Detector offers specific models with tailored algorithms, enrichments, and feature transformations. The model training is fully automated and hassle-free, and you can follow the instructions in the user guide or related blog posts to get started. However, with trained models, you need to decide whether the model is ready for deployment. This requires certain knowledge in ML, statistics, and fraud detection, and it may be helpful to know some typical approaches.
This post will help you to diagnose model performance and pick the right model for deployment. We walk through the metrics provided by Amazon Fraud Detector, help you diagnose potential issues, and provide suggestions to improve model performance. The approaches are applicable to both Online Fraud Insights (OFI) and Transaction Fraud Insights (TFI) model templates.
This post provides an end-to-end process to diagnose your model performance. It first introduces all the model metrics shown on the Amazon Fraud Detector console, including AUC, score distribution, confusion matrix, ROC curve, and model variable importance. Then we present a three-step approach to diagnose model performance using different metrics. Finally, we provide suggestions to improve model performance for typical issues.
Before diving deep into your Amazon Fraud Detector model, you need to complete the following prerequisites:
- Create an AWS account.
- Create an event dataset for model training.
- Upload your data to Amazon Simple Storage Service (Amazon S3) or ingest your event data into Amazon Fraud Detector.
- Build an Amazon Fraud Detector model.
Interpret model metrics
After model training is complete, Amazon Fraud Detector evaluates your model using part of the modeling data that wasn’t used in model training. It returns the evaluation metrics on the Model version page for that model. Those metrics reflect the model performance you can expect on real data after deploying to production.
The following screenshot shows example model performance returned by Amazon Fraud Detector. You can choose different thresholds on score distribution (left), and the confusion matrix (right) is updated accordingly.
You can use the following findings to check performance and decide on strategy rules:
- AUC (area under the curve) – The overall performance of this model. A model with AUC of 0.50 is no better than a coin flip because it represents random chance, whereas a “perfect” model will have a score of 1.0. The higher AUC, the better your model can distinguish between frauds and legitimates.
- Score distribution – A histogram of model score distributions assuming an example population of 100,000 events. Amazon Fraud Detector generates model scores between 0–1000, where the lower the score, the lower the fraud risk. Better separation between legitimate (green) and fraud (blue) populations typically indicates a better model. For more details, see Model scores.
- Confusion matrix – A table that describes model performance for the selected given score threshold, including true positive, true negative, false positive, false negative, true positive rate (TPR), and false positive rate (FPR). The count on the table assumes an example population of 100,0000 events. For more details, see Model performance metrics.
ROC (Receiver Operator Characteristic) curve – A plot that illustrates the diagnostic ability of the model, as shown in the following screenshot. It plots the true positive rate as a function of false positive rate over all possible model score thresholds. View this chart by choosing Advanced Metrics. If you have trained multiple versions of one model, you can select different FPR thresholds to check the performance change.
Model variable importance – The rank of model variables based on their contribution to the generated model, as shown in the following screenshot. The model variable with the highest value is more important to the model than the other model variables in the dataset for that model version, and is listed at the top by default. For more details, see Model variable importance.
Diagnose model performance
Before deploying your model into production, you should use the metrics Amazon Fraud Detector returned to understand the model performance and diagnose the possible issues. The common problems of ML models can be divided into two main categories: data-related issues and model-related issues. Amazon Fraud Detector has taken care of the model-related issues by carefully using validation and testing sets to evaluate and tune your model on the backend. You can complete the following steps to validate if your model is ready for deployment or has possible data-related issues:
- Check overall model performance (AUC and score distribution).
- Review business requirements (confusion matrix and table).
- Check model variable importance.
Check overall model performance: AUC and score distribution
More accurate prediction of future events is always the primary goal of a predictive model. The AUC returned by Amazon Fraud Detector is calculated on a properly sampled test set not used in training. In general, a model with an AUC greater than 0.9 is considered to be a good model.
If you observe a model with performance less than 0.8, it usually means the model has room for improvement (we discuss common issues for low model performance later in this post). Note that the definition of “good” performance highly depends on your business and the baseline model. You can still follow the steps in this post to improve your Amazon Fraud Detector model even though its AUC is greater than 0.8.
On the other hand, if the AUC is over 0.99, it means the model can almost perfectly separate the fraud and legitimate events on the test set. This is sometimes a “too good to be true” scenario (we discuss common issues for very high model performance later in this post).
Besides the overall AUC, the score distribution can also tell you how well the model is fitted. Ideally, you should see the bulk of legitimate and fraud located on the two ends of the scale, which indicates the model score can accurately rank the events on the test set.
In the following example, the score distribution has an AUC of 0.96.
If the legitimate and fraud distribution overlapped or concentrated in the center, it probably means the model doesn’t perform well on distinguishing fraud events from legitimate events, which might indicate historical data distribution changed or that you need more data or features.
The following is an example of score distribution with an AUC of 0.64.
If you can find a split point that can almost perfectly split fraud and legitimate events, there is a high chance that the model has a label leakage issue or the fraud patterns are too easy to detect, which should catch your attention.
In the following example, the score distribution has an AUC of 1.0.
Review business requirements: Confusion matrix and table
Although AUC is a convenient indicator of model performance, it may not directly translate to your business requirement. Amazon Fraud Detector also provides metrics such as fraud capture rate (true positive rate), percentage of legitimate events that are incorrectly predicted as fraud (false positive rate), and more, which are more commonly used as business requirements. After you train a model with a reasonably good AUC, you need to compare the model with your business requirement with those metrics.
The confusion matrix and table provide you with an interface to review the impact and check if it meets your business needs. Note that the numbers depend on the model threshold, where events with scores larger than then threshold are classified as fraud and events with scores lower than the threshold are classified as legit. You can choose which threshold to use depending on your business requirements.
For example, if your goal is to capture 73% of frauds, then (as shown in the example below) you can choose a threshold such as 855, which allows you to capture 73% of all fraud. However, the model will also mis-classify 3% legitimate events to be fraudulent. If this FPR is acceptable for your business, then the model is good for deployment. Otherwise, you need to improve the model performance.
Another example is if the cost for blocking or challenging a legitimate customer is extremely high, then you want a low FPR and high precision. In that case, you can choose a threshold of 950, as shown in the following example, which will miss-classify 1% of legitimate customers as fraud, and 80% of identified fraud will actually be fraudulent.
In addition, you can choose multiple thresholds and assign different outcomes, such as block, investigate, pass. If you can’t find proper thresholds and rules that satisfy all your business requirements, you should consider training your model with more data and attributes.
Check model variable importance
The Model variable importance pane displays how each variable contributes to your model. If one variable has a significantly higher importance value than the others, it might indicate label leakage or that the fraud patterns are too easy to detect. Note that the variable importance is aggregated back to your input variables. If you observe slightly higher importance of
SHIPPING_ZIP, it might because of the power of enrichment.
The following example shows model variable importance with a potential label leakage using
Model variable importance also gives you hints of what additional variables could potentially bring lift to the model. For example, if you observe low AUC and seller-related features show high importance, you might consider collecting more order features such as
SELLER_ACTIVE_YEARS, and add those variables to your model.
Common issues for low model performance
In this section, we discuss common issues you may encounter regarding low model performance.
Historical data distribution changed
Historical data distribution drift happens when you have a big business change or a data collection issue. For example, if you recently launched your product in a new market, the
ADDRESS related features could be completely different, and the fraud modus operandi could also change. Amazon Fraud Detector uses
EVENT_TIMESTAMP to split data and evaluate your model on the appropriate subset of events in your dataset. If your historical data distribution changes significantly, the evaluation set could be very different from the training data, and the reported model performance could be low.
You can check the potential data distribution change issue by exploring your historical data:
- Use the Amazon Fraud Detector Data Profiler tool to check if the fraud rate and the missing rate of the label changed over time.
- Check if the variable distribution over time changed significantly, especially for features with high variable importance.
- Check the variable distribution over time by target variables. If you observe significantly more fraud events from one category in recent data, you might want to check if the change is reasonable using your business judgments.
If you find the missing rate of the label is very high or the fraud rate consistently dropped during the most recent dates, it might be an indicator of labels not fully matured. You should exclude the most recent data or wait longer to collect the accurate labels, and then retrain your model.
If you observe a sharp spike of fraud rate and variables on specific dates, you might want to double-check if it is an outlier or data collection issue. In that case, you should delete those events and retrain the model.
If you find the outdated data can’t represent your current and future business, you should exclude the old period of data from training. If you’re using stored events in Amazon Fraud Detector, you can simply retrain a new version and select the proper date range while configuring the training job. That may also indicate that the fraud modus operandi in your business changes relatively quickly over time. After model deployment, you may need to re-train your model frequently.
Improper variable type mapping
Amazon Fraud Detector enriches and transforms the data based on the variable types. It’s important that you map your variables to the correct type so that Amazon Fraud Detector model can take the maximum value of your data. For example, if you map
IP to the
CATEGORICAL type instead of
IP_ADDRESS, you don’t get the
IP-related enrichments in the backend.
In general, Amazon Fraud Detector suggests the following actions:
- Map your variables to specific types, such as
PHONE_NUMBER, so that Amazon Fraud Detector can extract and enrich additional information.
- If you can’t find the specific variable type, map it to one of the three generic types:
- If a variable is in text form and has high cardinality, such as a customer review or product description, you should map it to the
FREE_FORM_TEXTvariable type so that Amazon Fraud Detector extracts text features and embeddings on the backend for you. For example, if you map
FREE_FORM_TEXT, it’s able to tokenize the URL and extract information to feed into the downstream model, which will help it learn more hidden patterns from the URL.
If you find any of your variable types are mapped incorrectly in variable configuration, you can change your variable type and then retrain the model.
Insufficient data or features
Amazon Fraud Detector requires at least 10,000 records to train an Online Fraud Insights (OFI) or Transaction Fraud Insights (TFI) model, with at least 400 of those records identified as fraudulent. TFI also requires that both fraudulent records and legitimate records come from at least 100 different entities each to ensure the diversity of the dataset. Additionally, Amazon Fraud Detector requires the modeling data to have at least two variables. Those are the minimum data requirements to build a useful Amazon Fraud Detector model. However, using more records and variables usually helps the ML models better learn the underlying patterns from your data. When you observe a low AUC or can’t find thresholds that meet your business requirement, you should consider retraining your model with more data or add new features to your model. Usually, we find
DEVICE related variables are important in fraud detection.
Another possible cause is that some of your variables contain too many missing values. To see if that is happening, check the model training messages and refer to Troubleshoot training data issues for suggestions.
Common issues for very high model performance
In this section, we discuss common issues related to very high model performance.
Label leakage occurs when the training datasets use information that would not be expected to be available at prediction time. It overestimates the model’s utility when run in a production environment.
High AUC (close to 1), perfectly separated score distribution, and significantly higher variable importance of one variable could be indicators of potential label leakage issues. You can also check the correlation between the features and the label using the Data Profiler. The Feature and label correlation plot shows the correlation between each feature and the label. If one feature has over 0.99 correlation with the label, you should check if the feature is used properly based on business judgments. For example, to build a risk model to approve or decline a loan application, you shouldn’t use the features like
AMOUNT_PAID, because the payments happen after the underwriting process. If a variable isn’t available at the time you make prediction, you should remove that variable from model configuration and retrain a new model.
The following example shows the correlation between each variable and label.
investigation_status has a high correlation (close to 1) with the label, so you should double-check if there is a label leakage issue.
Simple fraud patterns
When the fraud patterns in your data are simple, you might also observe very high model performance. For example, suppose all the fraud events in the modeling data come through the same Internal Service Provider; it’s straightforward for the model to pick the
IP-related variables and return a “perfect” model with high importance of
Simple fraud patterns don’t always indicate a data issue. It could be true that the fraud modus operandi in your business is easy to capture. However, before making a conclusion, you need to make sure the labels used in model training are accurate, and the modeling data covers as many fraud patterns as possible. For example, if you label your fraud events based on rules, such as labeling all applications from a specific
PRODUCT_CATEGORY as fraud, the model can easily catch those frauds by simulating the rules and achieving a high AUC.
You can check the label distribution across different categories or bins of each feature using the Data Profiler. For example, if you observe that most fraud events come from one or a few product categories, it might be an indicator of simple fraud patterns, and you need to confirm that it’s not a data collection or process mistake. If the feature is like
CUSTOMER_ID, you should exclude the feature in model training.
The following example shows label distribution across different categories of
product_category. All fraud comes from two product categories.
Improper data sampling
Improper data sampling may happen when you sampled and only sent part of your data to Amazon Fraud Detector. If the data isn’t sampled properly and isn’t representative of the traffic in production, the reported model performance will be inaccurate and the model could be useless for production prediction. For example, if all fraud events in the modeling data are sampled from Asia and all legit events are sampled from the US, the model might learn to separate fraud and legit based on
BILLING_COUNTRY. In that case, the model is not generic to be applied to other populations.
Usually, we suggest sending all the latest events without sampling. Based on the data size and fraud rate, Amazon Fraud Detector does sampling before model training for you. If your data is too large (over 100 GB) and you decide to sample and send only a subset, you should randomly sample your data and make sure the sample is representative of the entire population. For TFI, you should sample your data by entity, which means if one entity is sampled, you should include all its history so that the entity level aggregates are calculated correctly. Note that if you only send a subset of data to Amazon Fraud Detector, the real-time aggregates during inference might be inaccurate if the previous events of the entities aren’t sent.
Another improper data sampling could be only using a short period of data, like one day’s data, to build the model. The data might be biased, especially if your business or fraud attacks have seasonality. We usually recommend including at least two cycles’ (such as 2 weeks or 2 months) worth of data in the modeling to ensure the diversity of fraud types.
After diagnosing and resolving all the potential issues, you should get a useful Amazon Fraud Detector model and be confident about its performance. For the next step, you can create a detector with the model and your business rules, and be ready to deploy it to production for a shadow mode evaluation.
How to exclude variables for model training
After the deep dive, you might identify a variable leak target information, and want to exclude it from model training. You can retrain a model version excluding the variables you don’t want by completing the following steps:
- On the Amazon Fraud Detector console, in the navigation pane, choose Models.
- On the Models page, choose the model you want to retrain.
- On the Actions menu, choose Train new version.
- Select the date range you want to use and choose Next.
- On the Configure training page, deselect the variable you don’t want to use in model training.
- Specify your fraud labels and legitimate labels and how you want Amazon Fraud Detector to use unlabeled events, then choose Next.
- Review the model configuration and choose Create and train model.
How to change event variable type
Variables represent data elements used in fraud prevention. In Amazon Fraud Detector, all variables are global and are shared across all events and models, which means one variable could be used in multiple events. For example, IP could be associated with sign-in events, and it could also be associated with transaction events. Naturally, Amazon Fraud Detector locked the variable type and data type once a variable is created. To delete an existing variable, you need to first delete all associated event types and models. You can check the resources associated with the specific variable by navigating to Amazon Fraud Detector, choosing Variables in the navigation pane, and choosing the variable name and Associated resources.
Delete the variable and all associated event types
To delete the variable, complete the following steps:
- On the Amazon Fraud Detector console, in the navigation pane, choose Variables.
- Choose the variable you want to delete.
- Choose Associated resources to view a list of all the event types used this variable.
You need to delete those associated event types before deleting the variable.
- Choose the event types in the list to go to the associated event type page.
- Choose Stored events to check if any data is stored under this event type.
- If there are events stored in Amazon Fraud Detector, choose Delete stored events to delete the stored events.
When the delete job is complete, the message “The stored events for this event type were successfully deleted” appears.
- Choose Associated resources.
If detectors and models are associated with this event type, you need to delete those resources first.
- If detectors are associated, complete the following steps to delete all associated detectors:
- Choose the detector to go to the Detector details page.
- In the Model versions pane, choose the detector’s version.
- On the detector version page, choose Actions.
- If the detector version is active, choose Deactivate, choose Deactivate this detector version without replacing it with a different version, and choose Deactivate detector version.
- After the detector version is deactivated, choose Actions and then Delete.
- Repeat these steps to delete all detector versions.
- On the Detector details page, choose Associated rules.
- Choose the rule to delete.
- Choose Actions and Delete rule version.
- Enter the rule name to confirm and choose Delete version.
- Repeat these steps to delete all associated rules.
- After all detector versions and associated rules are deleted, go to the Detector details page, choose Actions, and choose Delete detector.
- Enter the detector’s name and choose Delete detector.
- Repeat these steps to delete the next detector.
- If any models are associated with the event type, complete the following steps to delete them:
- Choose the name of the model.
- In the Model versions pane, choose the version.
- If the model status is
Active, choose Actions and Undeploy model version.
undeployto confirm and choose Undeploy model version.
The status changes to
Undeploying. The process takes a few minutes to complete.
- After the status becomes
Ready to deploy, choose Actions and Delete.
- Repeat these steps to delete all model versions.
- On the Model details page, choose Actions and Delete model.
- Enter the name of the model and choose Delete model.
- Repeat these steps to delete the next model.
- After all associated detectors and models are deleted, choose Actions and Delete event type on the Event details page.
- Enter the name of the event type and choose Delete event type.
- In the navigation pane, choose Variables, and choose the variable you want to delete.
- Repeat the earlier steps to delete all event types associated with the variable.
- On the Variable details page, choose Actions and Delete.
- Enter the name of the variable and choose Delete variable.
Create a new variable with the correct variable type
After you have deleted the variable and all associated event types, stored events, models, and detectors from Amazon Fraud Detector, you can create a new variable of the same name and map it to the correct variable type.
- On the Amazon Fraud Detector console, in the navigation pane, choose Variables.
- Choose Create.
- Enter the variable name you want to modify (the one you deleted earlier).
- Select the correct variable type you want to change to.
- Choose Create variable.
Upload data and retrain the model
After you update the variable type, you can upload the data again and train a new model. For instructions, refer to Detect online transaction fraud with new Amazon Fraud Detector features.
How to add new variables to an existing event type
To add new variables to the existing event type, complete the following steps:
- Add the new variables to the previous training CVS file.
- Upload the new training data file to an S3 bucket. Note the Amazon S3 location of your training file (for example,
s3://bucketname/path/to/some/object.csv) and your role name.
- On the Amazon Fraud Detector console, in the navigation pane, choose Events.
- On the Event types page, choose the name of the event type you want to add variables.
- On the Event type details page, choose Actions, then Add variables.
- Under Choose how to define this event’s variables, choose Select variables from a training dataset.
- For IAM role, select an existing IAM role or create a new role to access data in Amazon S3.
- For Data location, enter the S3 location of the new training file and choose Upload.
The new variables not present in the existing event type should show up in the list.
- Choose Add variables.
Now, the new variables have been added to the existing event type. If you’re using stored events in Amazon Fraud Detector, the new variables of the stored events are still missing. You need to import the training data with the new variables to Amazon Fraud Detector and then retrain a new model version. When uploading the new training data with the same
EVENT_TIMESTAMP, the new event variables overwrite the previous event variables stored in Amazon Fraud Detector.
About the Authors
Julia Xu is a Research Scientist with Amazon Fraud Detector. She is passionate about solving customer challenges using Machine Learning techniques. In her free time, she enjoys hiking, painting, and exploring new coffee shops.
Hao Zhou is a Research Scientist with Amazon Fraud Detector. He holds a PhD in electrical engineering from Northwestern University, USA. He is passionate about applying machine learning techniques to combat fraud and abuse.
Amazon Polly is a leading cloud-based service that converts text into lifelike speech. Following the adoption of Neural Text-to-Speech (NTTS), we have continuously expanded our portfolio of available voices in order to provide a wide selection of distinct speakers in supported languages. Today, we are pleased to announce four new additions: Pedro speaking US Spanish, Daniel speaking German, Liam speaking Canadian French, and Arthur speaking British English. As with all the Neural voices in our portfolio, these voices offer fluent, native pronunciation in their target languages. However, what is unique about these four voices is that they are all based on the same voice persona.
Pedro, Daniel, Liam and Arthur were modeled on an existing US English Matthew voice. While customers continue to appreciate Matthew for his naturalness and professional-sounding quality, the voice has so far exclusively served English-speaking traffic. Now, using deep-learning methods, we decoupled language and speaker identity, which allowed us to preserve native-like fluency across many languages without having to obtain multilingual data from the same speaker. In practice, this means that we transferred the vocal characteristics of the US English Matthew voice to US Spanish, German, Canadian French, and British English, opening up new opportunities for Amazon Polly customers.
Having a similar-sounding voice available in five locales unlocks great potential for business growth. First of all, customers with a global footprint can create a consistent user experience across languages and regions. For example, an interactive voice response (IVR) system that supports multiple languages can now serve different customer segments without changing the feel of the brand. The same goes for all other TTS use cases, such as voicing news articles, education materials, or podcasts.
Secondly, the voices are a good fit for Amazon Polly customers who are looking for a native pronunciation of foreign phrases in any of the five supported languages.
Thirdly, releasing Pedro, Daniel, Liam, and Arthur serves our customers who like Amazon Polly NTTS in US Spanish, German, Canadian French, and British English but are looking for a high-quality masculine voice—they can use these voices to create audio for monolingual content and expect top quality that is on par with other NTTS voices in these languages.
Lastly, the technology we have developed to create the new male NTTS voices can also be used for Brand Voices. Thanks to this, Brand Voice customers can not only enjoy a unique NTTS voice that is tailored to their brand, but also keep a consistent experience while serving an international audience.
Example use case
Let’s explore an example use case to demonstrate what this means in practice. Amazon Polly customers familiar with Matthew can still use this voice in the usual way by choosing Matthew on the Amazon Polly console and entering any text they want to hear spoken in US English. In the following scenario, we generate audio samples for an IVR system (“For English, please press one”):
Thanks to this release, you can now expand the use case to deliver a consistent audio experience in different languages. All the new voices are natural-sounding and maintain a native-like accent.
- To generate speech in British English, choose Arthur (“For English, please press one”):
- To use a US Spanish speaker, choose Pedro (“Para español, por favor marque dos”):
- Daniel offers support in German (“Für Deutsch drücken Sie bitte die Drei”):
- You can synthesize text in Canadian French by choosing Liam (“Pour le français, veuillez appuyer sur le quatre”):
Note that apart from speaking with a different accent, the UK English Arthur voice will localize the input text differently than the US English Matthew voice. For example, “1/2/22” will be read by Arthur as “the 1st of February 2022,” whereas Matthew will read it as “January 2nd 2022.”
Now let’s combine these prompts:
Pedro, Daniel, Liam, and Arthur are available as Neural TTS voices only, so in order to enjoy them, you need to use the Neural engine in one of the AWS Regions supporting NTTS. These are high-quality monolingual voices in their target languages. The fact that their personas are consistent across languages is an additional benefit, which we hope will delight customers working with content in multiple languages. For more details, review our full list of Amazon Polly text-to-speech voices , Neural TTS pricing, service limits, and FAQs, and visit our pricing page.
About the Authors
Patryk Wainaina is a Language Engineer working on text-to-speech for English, German, and Spanish. With a background in speech and language processing, his interests lie in machine learning as applied to TTS front-end solutions, particularly in low-resource settings. In his free time, he enjoys listening to electronic music and learning new languages.
Marta Smolarek is a Senior Program Manager in the Amazon Text-to-Speech team, where she is focused on the Contact Center TTS use case. She defines Go-to-Market initiatives, uses customer feedback to build the product roadmap and coordinates TTS voice launches. Outside of work, she loves to go camping with her family.